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Macquarie Law School

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Unit Description

BUSL861 Financial Services Law (4 credit points)

Convenor: Prof. Peter Gillies

This unit examines the contractual, fiduciary and legislative obligations imposed upon financial service providers, such as financial advisers, stockbrokers and fund managers. Topics examined include Part 7 of the Corporations Act (Financial Services and Markets), and the consumer provisions in the Australian Securities and Investments Commission Act.

 

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