Macquarie Law School
Unit Description
BUSL861 Financial Services Law
(4 credit points)
Convenor: Prof. Peter Gillies
This unit examines the contractual, fiduciary and legislative obligations imposed upon financial service providers, such as financial advisers, stockbrokers and fund managers. Topics examined include Part 7 of the Corporations Act (Financial Services and Markets), and the consumer provisions in the Australian Securities and Investments Commission Act.